Response Rates
A summary of the outcomes of the wave 1 fieldwork is provided in Tables 51 and 52 below. Table 51 reveals that from the 11,693 households identified as in–scope, interviews were completed with all eligible members of 6872 households and with at least one eligible member of a further 810 households. The household response rate was, therefore, 66 per cent. Wooden, Freidin and Watson (2002) provide some comparisons of this response rate to other similar studies and conclude there are good reasons to be extremely satisfied with the rate of response obtained.
Table 51: Wave 1 Household Outcomes
| Sample outcome |
Number |
Per cent |
| Addresses issued |
12,252 |
|
| Less out–of–scope (vacant, non–residential, foreign) |
804 |
|
| Plus multi–households additional to sample |
245 |
|
| Total households |
11,693 |
100.0 |
| Refusals to interviewer |
2,670 |
22.8 |
| Refusals to fieldwork company (via 1800 number or email) |
431 |
3.7 |
| Non–response with contact |
469 |
4.0 |
| Non–contact |
441 |
3.8 |
| Fully responding households |
6,872 |
58.8 |
| Partially responding households |
810 |
6.9 |
The wave 1 person–level outcomes are provided in Table 52. Within the 7682 households interviewed, there were 19,914 people, resulting in an average of 2.6 persons per household. Of these people 4787 were under 15 years of age on the preceding 30 June and hence were ineligible for an interview in wave 1. This provided a sample of 15,127 eligible persons, 13,969 of whom completed the Person Questionnaire.
Table 52: Wave 1 Person Outcomes
| Sample outcome |
Number |
Percent |
| Enumerated persons |
19,914 |
|
| Ineligible children (under 15) |
4,787 |
|
| Eligible adults |
15,127 |
100.0 |
| Refusals to interviewer |
597 |
3.9 |
| Refusals to fieldwork company (via 1800 number or email) |
31 |
0.2 |
| Non–response with contact |
218 |
1.4 |
| Non–contact |
312 |
2.1 |
| Responding individuals |
13,969 |
92.3 |
Table 53 through to Table 57 show the household outcomes for waves 2 through 6. The household response rate (including fully and partially responding households) ranges from 87.0 per cent in wave 2 to 76.3 per cent in wave 6.
It is also constructive to consider the household outcomes for two groups – those that responded in the previous wave and those that didn’t.48 The household response rates for those households responding in the previous wave are:
- wave 2 – 87.0 per cent;
- wave 3 – 90.6 per cent;
- wave 4 – 92.3 per cent;
- wave 5 – 94.6 per cent; and
- wave 6 – 94.7 per cent.
In Table 58 and Table 59 we report a summary of the person–level response in waves 2 to 6. Of the 13,969 people interviewed in wave 1:
- 11,993 were re–interviewed in wave 2;
- 11,190 were re–interviewed in wave 3;
- 10,565 were re–interviewed in wave 4;
- 10,391 were re–interviewed in wave 5; and
- 10,085 were re–interviewed in wave 6.
The number interviewed in all six waves is 8864.
A common measure of the re–interviewing success is the attrition rate, calculated as the proportion of respondents in the previous wave that did not provide an interview in the current wave, excluding those that are out of scope (that is, those that have died or moved overseas). The wave–on–wave attrition rates, as shown in Table 59, are:
- wave 2 – 13.2 per cent;
- wave 3 – 9.6 per cent;
- wave 4 – 8.4 per cent;
- wave 5 – 5.6 per cent; and
- wave 6 – 5.2 per cent.
The attrition rates recorded in the early waves of the HILDA Survey are slightly higher than surveys such as the British Household Panel Study (BHPS), which achieved attrition rates in waves 2 and 3 of 12.4 percent and 7.8 percent respectively (after excluding proxy interviews). We believe they compare favorably given the comparative waves of the BHPS were conducted 10 years earlier and it has been generally accepted that response rates to surveys have been falling. Indeed, the wave 2 and 3 attrition rates for the recent BHPS Welsh sub-sample were 15.0 percent and 9.6 percent respectively and those for the recent BHPS Scottish sub–sample were 12.2 percent and 8.1 percent respectively (and these figures include proxy interviews which are not permitted in the HILDA Survey). The attrition rate in the HILDA Survey is noticeably higher than the BHPS in both Waves 4 and 6, but did drop below the BHPS attrition rate in Wave 5 by 0.8 percentage points.
Table 53: Wave 2 Household Outcomes
| Sample Outcome |
Number |
Percent |
| Households issued |
7,682 |
|
| Plus split households |
712 |
|
| Less out of scope households (due to death or move overseas) |
68 |
|
| Total households |
8,326 |
100.0 |
| Refusals to interviewer |
490 |
5.9 |
| Refusals to fieldwork company (via 1800 number or email) |
132 |
1.6 |
| Non–response with contact |
134 |
1.6 |
| Non–contact, not lost to tracking |
75 |
0.9 |
| Lost to tracking |
250 |
3.0 |
| Fully responding households |
6,541 |
78.6 |
| Partially responding households |
704 |
8.5 |
Table 54: Wave 3 Household Outcomes
| Sample Outcome |
All households |
|
Wave 2 responding HH |
|
Wave 2 non–responding HH |
| Number |
% |
|
Number |
% |
|
Number |
% |
| Households from wave 2 |
8371 |
|
|
7245 |
|
|
1126 |
|
| Plus split households |
463 |
|
|
394 |
|
|
69 |
|
| Less out of scope households (due to death or move overseas) |
156 |
|
|
78 |
|
|
78 |
|
| Total households |
8878 |
100.0 |
|
7561 |
100.0 |
|
1117 |
100.0 |
| Refusals to interviewer |
722 |
8.3 |
|
395 |
5.2 |
|
327 |
29.3 |
| Refusals to fieldwork company (via 1800 number or email) |
271 |
3.1 |
|
80 |
1.1 |
|
191 |
17.1 |
| Non–response with contact |
163 |
1.9 |
|
103 |
1.4 |
|
60 |
5.4 |
| Non–contact, not lost to tracking |
59 |
0.7 |
|
43 |
0.6 |
|
16 |
1.4 |
| Lost to tracking |
367 |
4.2 |
|
90 |
1.2 |
|
277 |
24.8 |
| Fully responding households |
6463 |
74.5 |
|
6289 |
83.2 |
|
174 |
15.6 |
| Partially responding households |
633 |
7.3 |
|
561 |
7.4 |
|
72 |
6.4 |
Table 55: Wave 4 Household Outcomes
| Sample Outcome |
All households |
|
Wave 3 responding HH |
|
Wave 3 non–responding HH |
| Number |
% |
|
Number |
% |
|
Number |
% |
| Households from wave 3A |
8738 |
|
|
7096 |
|
|
1642 |
|
| Plus split households |
397 |
|
|
344 |
|
|
53 |
|
| Less out of scope households (due to death or move overseas) |
247 |
|
|
136 |
|
|
111 |
|
| Total households |
8888 |
100.0 |
|
7304 |
100.0 |
|
1584 |
100.0 |
| Refusals to interviewer |
871 |
9.8 |
|
312 |
4.3 |
|
559 |
35.3 |
| Refusals to fieldwork company (via 1800 number or email) |
339 |
3.8 |
|
52 |
0.7 |
|
287 |
18.1 |
| Non–response with contact |
199 |
2.2 |
|
117 |
1.6 |
|
82 |
5.2 |
| Non–contact, not lost to tracking |
93 |
1.0 |
|
43 |
0.6 |
|
50 |
3.2 |
| Lost to trackingB |
399 |
4.5 |
|
37 |
0.5 |
|
362 |
22.9 |
| Fully responding households |
6304 |
70.9 |
|
6122 |
83.8 |
|
182 |
11.5 |
| Partially responding households |
683 |
7.7 |
|
621 |
8.5 |
|
62 |
3.9 |
Table 56: Wave 5 Household Outcomes
| Sample Outcome |
All households |
|
Wave 4 responding HH |
|
Wave 4 non–responding HH |
| Number |
% |
|
Number |
% |
|
Number |
% |
| Households from wave 4A |
9037 |
|
|
6987 |
|
|
2050 |
|
| Plus split households |
388 |
|
|
329 |
|
|
59 |
|
| Less out of scope households (due to death or move overseas) |
287 |
|
|
134 |
|
|
153 |
|
| Total households |
9138 |
100.0 |
|
7182 |
100.0 |
|
1956 |
100.0 |
| Refusals to interviewer |
944 |
10.3 |
|
224 |
3.1 |
|
720 |
36.8 |
| Refusals to fieldwork company (via 1800 number or email) |
369 |
4.0 |
|
12 |
0.2 |
|
357 |
18.3 |
| Non–response with contact |
177 |
1.9 |
|
85 |
1.2 |
|
92 |
4.7 |
| Non–contact, not lost to tracking |
81 |
0.9 |
|
41 |
0.6 |
|
40 |
2.0 |
| Lost to trackingB |
442 |
4.8 |
|
31 |
0.4 |
|
411 |
21.0 |
| Fully responding households |
6495 |
71.1 |
|
6251 |
87.0 |
|
244 |
12.5 |
| Partially responding households |
630 |
6.9 |
|
538 |
7.5 |
|
92 |
4.7 |
Table 57: Wave 6 Household Outcomes
| Sample Outcome |
All households |
|
Wave 5 responding HH |
|
Wave 5 non–responding HH |
| Number |
% |
|
Number |
% |
|
Number |
% |
| Households from wave 5A |
9297 |
|
|
7125 |
|
|
2172 |
|
| Plus split households |
397 |
|
|
373 |
|
|
24 |
|
| Less out of scope households (due to death or move overseas) |
343 |
|
|
155 |
|
|
188 |
|
| Total households |
9351 |
100.0 |
|
7343 |
100.0 |
|
2008 |
100.0 |
| Refusals to interviewer |
1097 |
11.7 |
|
240 |
3.3 |
|
857 |
42.7 |
| Refusals to fieldwork company (via 1800 number or email) |
399 |
4.3 |
|
11 |
0.1 |
|
388 |
19.3 |
| Non–response with contact |
190 |
2.0 |
|
82 |
1.1 |
|
108 |
5.4 |
| Non–contact, not lost to tracking |
51 |
0.5 |
|
32 |
0.4 |
|
19 |
0.9 |
| Lost to trackingB |
475 |
5.1 |
|
25 |
0.3 |
|
450 |
22.4 |
| Fully responding households |
6538 |
69.9 |
|
6396 |
87.1 |
|
142 |
7.1 |
| Partially responding households |
601 |
6.4 |
|
557 |
7.6 |
|
44 |
2.2 |
Table 58: Wave 2 - 6 Person Outcomes Against Wave 1 Person Outcomes
| |
Wave 1 |
|
New entrants each wave |
|
| Resp. |
Non–resp. |
Child |
|
2 |
3 |
4 |
5 |
6 |
Total |
| Wave 2 |
| Respondent |
11993 |
222 |
250 |
|
576 |
– |
– |
– |
– |
13041 |
| Non–respondent |
1824 |
904 |
61 |
|
210 |
– |
– |
– |
– |
2999 |
| Out–of–scope |
152 |
32 |
19 |
|
– |
– |
– |
– |
– |
203 |
| Child |
– |
– |
4457 |
|
345 |
– |
– |
– |
– |
4802 |
| Wave 3 |
| Respondent |
11190 |
223 |
462 |
|
356 |
497 |
– |
– |
– |
12728 |
| Non–respondent |
2464 |
886 |
165 |
|
154 |
156 |
– |
– |
– |
3825 |
| Out–of–scope |
315 |
49 |
37 |
|
334 |
– |
– |
– |
– |
735 |
| Child |
– |
– |
4123 |
|
287 |
364 |
– |
– |
– |
4774 |
| Wave 4 |
Respondent |
10565 |
209 |
666 |
|
284 |
287 |
397 |
– |
– |
12408 |
| Non–respondent |
2898 |
879 |
289 |
|
138 |
113 |
167 |
– |
– |
4484 |
| Out–of–scope |
506 |
70 |
63 |
|
445 |
322 |
– |
– |
– |
1406 |
| Child |
– |
– |
3769 |
|
264 |
295 |
332 |
– |
– |
4660 |
| Wave 5 |
Respondent |
10392 |
238 |
909 |
|
261 |
230 |
247 |
482 |
– |
12759 |
| Non–respondent |
2958 |
844 |
354 |
|
97 |
77 |
81 |
108 |
– |
4519 |
| Out–of–scope |
619 |
76 |
67 |
|
514 |
424 |
279 |
– |
– |
1979 |
| Child |
– |
– |
3457 |
|
259 |
286 |
289 |
356 |
– |
4647 |
| Wave 6 |
Respondent |
10085 |
245 |
1146 |
|
233 |
191 |
200 |
311 |
494 |
12905 |
| Non–respondent |
3144 |
833 |
477 |
|
96 |
76 |
61 |
81 |
115 |
4883 |
| Out–of–scope |
740 |
80 |
67 |
|
553 |
483 |
364 |
256 |
– |
2543 |
| Child |
– |
– |
3097 |
|
249 |
267 |
271 |
298 |
343 |
4525 |
| Total |
13969 |
1158 |
4787 |
|
1131 |
1017 |
896 |
946 |
952 |
24856 |
Table 59: Individual response rates (%) for the HILDA Survey, waves 2, to 6 compared
| |
|
All people |
|
|
People in responding household in previous wave |
| W2 |
W3 |
W4 |
W5 |
W6 |
|
|
W2 |
W3 |
W4 |
W5 |
W6 |
| Previous wave respondent |
|
86.8 |
90.4 |
91.6 |
94.4 |
94.8 |
|
|
86.8 |
90.4 |
91.6 |
94.4 |
94.8 |
| Previous wave non–respondent |
|
19.7 |
17.6 |
12.7 |
14.7 |
8.4 |
|
|
19.7 |
19.8 |
18.1 |
25.3 |
18.2 |
| Previous wave child |
|
80.4 |
71.3 |
70.7 |
74.6 |
75.4 |
|
|
80.4 |
81.8 |
81.2 |
87.3 |
89.5 |
| New entrant this wave |
|
73.3 |
76.1 |
70.4 |
81.7 |
81.1 |
|
|
73.3 |
78.5 |
71.8 |
85.4 |
81.0 |
Table 60 shows the response rates for the Self–Completion questionnaire, calculated as the percentage of respondents to which an SCQ could be matched.
Table 60: Self–Completion Questionnaire response rate by wave
| |
Person Questionnaire |
Matched Self–Completion Questionnnaire |
% Matched |
| Wave 1 |
13969 |
13055 |
93.5 |
| Wave 2 |
13041 |
11638 |
89.2 |
| Wave 3 |
12728 |
11747 |
92.3 |
| Wave 4 |
12408 |
11393 |
91.8 |
| Wave 5 |
12759 |
11460 |
90.0 |
| Wave 6 |
12905 |
11709 |
90.7 |
Endnotes:
| 48 |
Only responding households in wave 1 were issued in wave 2, so the closest comparison in the household response rate to be made in later waves is for households responding in the previous wave. Back to where you were |
|